DFX Intelligence

E••••• C••••• Y•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

E••••• C••••• Y•••••

Advisor at C•••• C••••••• L••

LAKEWAY, TX | Jacksonville, FL

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Search this name across graphsid dfx:ria:e51e9343-589f-1e20-5eae-14c051a527ef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 4, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• C••••••• L••	Independent wealth	Jun 16, 2021	n/a	yes	LAKEWAY, TX\|Jacksonville, FL	Current employment
B••••••••• W••••• A•••••••• L••	No RAUM reported	Oct 28, 2019	Aug 25, 2021	no	JACKSONVILLE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• A•••••••• L••	C•••• C••••••• L••	Aug 25, 2021	Jun 16, 2021	-70	Firm change after gap	RIA to RIA
S••••••• F•••••••• S•••••••• I•••	B••••••••• W••••• A•••••••• L••	Nov 14, 2017	Oct 28, 2019

Relationships

Registered with (4)

→ C•••• C••••••• L••Registered adviserregistration: current employment
Jun 16, 2021 to presentfactForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 28, 2019 to Aug 25, 2021factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 11, 2017 to Nov 14, 2017factForm ADV
→ V•••• F•••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e51e9343-589f-1e20-5eae-14c051a527ef
First observed: Apr 23, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.