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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

GUARD CAPITAL MANAGEMENT LIMITED

CRD 171021

CENTRAL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e528195a-b139-687d-e4be-1d336921e07a

Data as of Apr 7, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 4, 2014 to Apr 7, 2017
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.1BItem 5.F on the latest filing (2017-04-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 7
Accounts: 4
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $2.0Bgross asset value as reported per fund; never fund size
SEC number: 801-79899
CRD: 171021
Filings on the tape: 7
First filed: Jun 4, 2014
Latest filed: Apr 7, 2017
Organised: Limited Liability Company

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GUARD MACRO MASTER FUND	Hedge Fund	$2.0B	Apr 7, 2017	56	Jun 4, 2014	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LIM, LELAND	CHIEF INVESTMENT OFFICER / SHAREHOLDER	E	yes	05/2014	Jun 4, 2014	Apr 7, 2017
BEDWICK, ALLAN, DAVID LEON	CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER	Na	no	05/2014	Jun 4, 2014	Apr 7, 2017
STENSKE, MICHAEL, JAMES	CHIEF FINANCIAL OFFICER	Na	no	01/2016	Feb 3, 2016	Apr 7, 2017

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 28, 2017	$2.1B	$2.1B	16	7	n/a	1	$2.0B
2015	Feb 3, 2016	$1.3B	$1.3B	15	6	n/a	1	$1.1B
2014	Mar 23, 2015	$116M	$116M	9	3	n/a	1	$116M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$2.1B	$1.3B	66.5%	n/a	n/a	16	15	n/a	n/a

Relationships

Advises (1)

→ GUARD MACRO MASTER FUNDPrivate fundHedge Fund, IA
Jun 4, 2014 to presentfactForm ADV

Controls (1)

← LIM, LELANDOwnerCHIEF INVESTMENT OFFICER / SHAREHOLDER, ownership code E, individual
Jun 4, 2014 to presentfactForm ADV

Owns (2)

← STENSKE, MICHAEL, JAMESOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Feb 3, 2016 to presentfactForm ADV
← BEDWICK, ALLAN, DAVID LEONOwnerCHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER, ownership code NA, individual
Jun 4, 2014 to presentfactForm ADV

Dated events

Occurred
Jun 4, 2014
First Form ADV filing
Guard Capital Management Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e528195a-b139-687d-e4be-1d336921e07a
First observed: Jun 4, 2014
Last observed: Apr 7, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GUARD CAPITAL MANAGEMENT LIMITED

CRD 171021

CENTRAL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e528195a-b139-687d-e4be-1d336921e07a

Data as of Apr 7, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GUARD MACRO MASTER FUND

Hedge Fund

$2.0B

Apr 7, 2017

Jun 4, 2014

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LIM, LELAND

CHIEF INVESTMENT OFFICER / SHAREHOLDER

yes

05/2014

Jun 4, 2014

Apr 7, 2017

BEDWICK, ALLAN, DAVID LEON

CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER

05/2014

Jun 4, 2014

Apr 7, 2017

STENSKE, MICHAEL, JAMES

CHIEF FINANCIAL OFFICER

01/2016

Feb 3, 2016

Apr 7, 2017

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 28, 2017

$2.1B

n/a

$2.0B

2015

Feb 3, 2016

$1.3B

n/a

$1.1B

2014

Mar 23, 2015

$116M

n/a

$116M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$2.1B

$1.3B

66.5%

n/a