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Advisor at J.P. MORGAN SECURITIES LLC
Peru, VT | Katonah, NY | WHITE PLAINS, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 18, 2024 | n/a | yes | WHITE PLAINS, NY|Peru, VT|Katonah, NY | Current employment |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Mar 11, 2022 | Mar 21, 2025 | no | Greenwich, CT|White Plains, NY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 17, 2011 | Mar 18, 2022 | no | MINNEAPOLIS, MN|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|CHARLOTTE, NC|WHITE PLAINS, NY|MINNEAPOLIS, MN|TARPON SPRINGS, FL|PURCHASE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | J.P. MORGAN SECURITIES LLC | Mar 21, 2025 | Jan 18, 2024 | -428 | Bulk transfer | Ibd to wirehouse |
| WELLS FARGO ADVISORS | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Mar 18, 2022 | Mar 11, 2022 | -7 | Firm change | Wirehouse to ibd |