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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

PROTECTIVE INVESTMENT ADVISORS INC.

CRD 107542

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e52e9988-0aa0-3c98-e114-a4ab48101436

Data as of May 14, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Mar 30, 2012 to May 14, 2020
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0BItem 5.F on the latest filing (2020-05-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22
Advisory employees: 16
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
SEC number: 801-45890
CRD: 107542
Filings on the tape: 11
First filed: Mar 30, 2012
Latest filed: May 14, 2020
Organised: Corporation, Tennessee

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLACK, LANCE, PIERSON	DIRECTOR AND TREASURER	Na	yes	01/2010	Mar 30, 2012	May 14, 2020
CALLAWAY, STEVE, MANLEY	Secretary	Na	yes	03/2007	Mar 30, 2012	May 14, 2020
CREUTZMANN, SCOTT, EMIL	CHIEF COMPLIANCE OFFICER	Na	yes	04/2019	May 14, 2020	May 14, 2020
DAI-ICHI LIFE HOLDINGS, INC. (F.K.A. THE DAI-ICHI LIFE INSURANCE COMPANY, LIMITED)	SOLE SHAREHOLDER OF PROTECTIVE LIFE CORPORATION	E	yes	02/2015	Mar 30, 2017	May 14, 2020
Passafiume, Philip, Edward	PRESIDENT AND DIRECTOR	Na	yes	12/2018	Mar 28, 2019	May 14, 2020
PROTECTIVE LIFE CORPORATION	SOLE SHAREHOLDER	E	yes	08/1993	Mar 30, 2012	May 14, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PROEQUITIES INC	n/a	Former SEC adviser	$4.4B	N	yes	n/a
INVESTMENT DISTRIBUTORS, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	May 14, 2020	$1.0B	$1.0B	22	16	0	n/a	n/a
2018	Mar 28, 2019	$951M	$951M	22	16	0	n/a	n/a
2017	Mar 30, 2018	$947M	$947M	22	15	0	n/a	n/a
2016	Mar 30, 2017	$948M	$948M	20	12	n/a	n/a	n/a
2015	Mar 29, 2016	$912M	$912M	21	14	n/a	n/a	n/a
2014	Mar 30, 2015	$905M	$905M	21	14	n/a	n/a	n/a
2013	Mar 27, 2014	$845M	$845M	20	13	n/a	n/a	n/a
2012	Apr 1, 2013	$871M	$871M	20	13	n/a	n/a	n/a
2011	Mar 30, 2012	$833M	$833M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$1.0B	$951M	5.3%	$948M	1.8%	22	22	0	0

Relationships

Affiliated with (1)

→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (6)

← CALLAWAY, STEVE, MANLEYOwnerSECRETARY, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BLACK, LANCE, PIERSONOwnerDIRECTOR AND TREASURER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← CREUTZMANN, SCOTT, EMILOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 14, 2020 to presentfactForm ADV
← Passafiume, Philip, EdwardOwnerPRESIDENT AND DIRECTOR, ownership code NA, individual
Mar 28, 2019 to presentfactForm ADV
← DAI-ICHI LIFE HOLDINGS, INC. (F.K.A. THE DAI-ICHI LIFE INSURANCE COMPANY, LIMITED)OwnerSOLE SHAREHOLDER OF PROTECTIVE LIFE CORPORATION, ownership code E, foreign entity
Mar 30, 2017 to presentfactForm ADV
← PROTECTIVE LIFE CORPORATIONOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Dated events

Occurred
May 14, 2020
Control person left
Sitter Carl Thigpen (Former President And Former Director) no longer on Schedule A of Protective Investment Advisors Inc. (listed 2019-03-28, absent 2020-05-14)
Form ADVobserved 4 days ago
Occurred
May 14, 2020
Control person joined
Emil Scott Creutzmann (Chief Compliance Officer) appeared on Schedule A of Protective Investment Advisors Inc.
Form ADVobserved 4 days ago
Occurred
Mar 28, 2019
Control person joined
Edward Philip Passafiume (President And Director) appeared on Schedule A of Protective Investment Advisors Inc.
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e52e9988-0aa0-3c98-e114-a4ab48101436
First observed: Mar 30, 2012
Last observed: May 14, 2020 77 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROTECTIVE INVESTMENT ADVISORS INC.

CRD 107542

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e52e9988-0aa0-3c98-e114-a4ab48101436

Data as of May 14, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLACK, LANCE, PIERSON

DIRECTOR AND TREASURER

yes

01/2010

Mar 30, 2012

May 14, 2020

CALLAWAY, STEVE, MANLEY

Secretary

yes

03/2007

Mar 30, 2012

May 14, 2020

CREUTZMANN, SCOTT, EMIL

CHIEF COMPLIANCE OFFICER

yes

04/2019

May 14, 2020

DAI-ICHI LIFE HOLDINGS, INC. (F.K.A. THE DAI-ICHI LIFE INSURANCE COMPANY, LIMITED)

SOLE SHAREHOLDER OF PROTECTIVE LIFE CORPORATION

yes

02/2015

Mar 30, 2017

May 14, 2020

Passafiume, Philip, Edward

PRESIDENT AND DIRECTOR

yes

12/2018

Mar 28, 2019

May 14, 2020

PROTECTIVE LIFE CORPORATION

SOLE SHAREHOLDER

yes

08/1993

Mar 30, 2012

May 14, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PROEQUITIES INC

n/a

Former SEC adviser

$4.4B

yes

n/a

INVESTMENT DISTRIBUTORS, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

May 14, 2020

$1.0B

n/a

2018

Mar 28, 2019

$951M

n/a

2017

Mar 30, 2018

$947M

n/a

2016

Mar 30, 2017

$948M

n/a

2015

Mar 29, 2016

$912M

n/a

2014

Mar 30, 2015

$905M

n/a

2013

Mar 27, 2014

$845M

n/a

2012

Apr 1, 2013

$871M

n/a

2011

Mar 30, 2012

$833M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$1.0B

$951M

5.3%

$948M

1.8%