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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

VICTORIA GRACE LINDSAY

Advisor at TRUIST ADVISORY SERVICES, INC.

BOCA RATON, FL

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Search this name across graphsid dfx:ria:e532240e-029e-99da-3921-7addd34d4c99

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 18, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 18, 2002
First registration: Mar 26, 2002
Dual registered: yes, broker-dealer
Other names: VICKIE LINDSAY|VICTORIA GRACE LINDSAY|VICTORIA GRACE RORAFF
IAPD individual key: 4203109

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 9, 2016	n/a	yes	BOCA RATON, FL	Current employment
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Mar 27, 2009	Jan 20, 2015	no	BOCA RATON, FL	Previous registration
STANFORD GROUP COMPANY	n/a	Aug 21, 2006	Mar 17, 2009	no	BOCA RATON, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 3, 2002	Aug 22, 2006	no	BOCA RATON, FL\|PALM BEACH, FL\|PALM BEACH, FL\|POMPANO BEACH, FL\|BOCA RATON, FL	Previous registration
WACHOVIA SECURITIES, INC.	n/a	Mar 26, 2002	Jun 27, 2002	no	LAKE WORTH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPPENHEIMER & CO. INC.	TRUIST ADVISORY SERVICES, INC.	Jan 20, 2015	Sep 9, 2016	598	Firm change after gap	Other
STANFORD GROUP COMPANY	OPPENHEIMER & CO. INC.	Mar 17, 2009	Mar 27, 2009	10	Firm change	Other
WELLS FARGO ADVISORS	STANFORD GROUP COMPANY	Aug 22, 2006	Aug 21, 2006	-1	Firm change	Other
WACHOVIA SECURITIES, INC.	WELLS FARGO ADVISORS	Jun 27, 2002	Jul 3, 2002	6	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
249:283390:FL:2015-01-20	Jan 20, 2015	Sep 9, 2016	BOCA RATON, FL	Firm change after gap

Relationships

Registered with (5)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Sep 9, 2016 to presentfactForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Mar 27, 2009 to Jan 20, 2015factForm ADV
→ STANFORD GROUP COMPANYRegistered adviserregistration: previous registration
Aug 21, 2006 to Mar 17, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 3, 2002 to Aug 22, 2006factForm ADV
→ WACHOVIA SECURITIES, INC.Registered adviserregistration: previous registration
Mar 26, 2002 to Jun 27, 2002factForm ADV

Dated events

No dated event names this entity yet.