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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

COMPASS WEALTH MANAGEMENT LLC

CRD 106289

GUILFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5331258-c637-7793-85b0-e137bfefd30b

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Mar 27, 2012 to Feb 25, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $683MItem 5.F on the latest filing (2026-02-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $683M
Private client RAUM: $658MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $114Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 931
Individual clients: 214
High net worth clients: 153
SEC number: 801-53805
CRD: 106289
Filings on the tape: 26
First filed: Mar 27, 2012
Latest filed: Feb 25, 2026
Organised: Limited Liability Company, CT
Website: compasswealthmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CAROLYN ANN MATTHES	n/a	GUILFORD, CT	29	37	n/a	no
WILLIAM LEE MATTHES	n/a	GUILFORD, CT	24	43	1	no
JASON W BEAR	Chartered Financial Analyst	GUILFORD, CT	10	16	n/a	no
RADFORD E BROGDEN	Certified Financial Planner	Midway, UT \| GUILFORD, CT	5	18	6	no
EMILY CLARE AMBROSE CAFASSO	n/a	GUILFORD, CT	2	17	1	no
Esme Eva Miano	n/a	Guilford, CT	0	14	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BEAR, JASON, W	OWNER/CCO	E	yes	12/2019	Jan 13, 2020	Mar 19, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Westport	Ct	United States	1	no
Midway	Ut	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 25, 2026	$683M	$683M	5	4	2	n/a	n/a
2024	Feb 6, 2025	$610M	$610M	5	4	2	n/a	n/a
2023	Mar 18, 2024	$542M	$542M	5	4	2	n/a	n/a
2022	Feb 27, 2023	$461M	$461M	4	4	0	n/a	n/a
2021	Jan 14, 2022	$500M	$500M	4	4	1	n/a	n/a
2020	Mar 25, 2021	$420M	$420M	4	4	0	n/a	n/a
2019	Jan 13, 2020	$420M	$413M	3	3	0	n/a	n/a
2018	Mar 28, 2019	$420M	$413M	3	3	0	n/a	n/a
2017	Mar 27, 2018	$415M	$408M	3	3	0	n/a	n/a
2016	Mar 30, 2017	$277M	$272M	3	3	n/a	n/a	n/a
2015	Mar 30, 2016	$238M	$227M	2	1	n/a	n/a	n/a
2014	Mar 30, 2015	$263M	$248M	2	0	n/a	n/a	n/a
2013	Mar 13, 2014	$243M	$195M	2	0	n/a	n/a	n/a
2012	Apr 1, 2013	$132M	$132M	2	1	n/a	n/a	n/a
2011	Mar 27, 2012	$115M	$115M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$683M	$610M	12.0%	$461M	14.0%	5	5	2	2

Relationships

Registered with (6)

← Esme Eva MianoAdvisorregistration: current employment
Jun 4, 2026 to presentfactForm ADV
← EMILY CLARE AMBROSE CAFASSOAdvisorregistration: current employment
Oct 17, 2023 to presentfactForm ADV
← RADFORD E BROGDENAdvisorregistration: current employment
Mar 24, 2021 to presentfactForm ADV
← JASON W BEARAdvisorregistration: current employment
Dec 15, 2015 to presentfactForm ADV
← WILLIAM LEE MATTHESAdvisorregistration: current employment
Jun 24, 2002 to presentfactForm ADV
← CAROLYN ANN MATTHESAdvisorregistration: current employment
Apr 17, 1997 to presentfactForm ADV

Controls (1)

← BEAR, JASON, WOwnerOWNER/CCO, ownership code E, individual
Jan 13, 2020 to Mar 19, 2024factForm ADV

Dated events

Occurred
Jan 13, 2020
Control person joined
W Jason Bear (Owner/Cco) appeared on Schedule A of Compass Wealth Management Llc
Form ADVobserved 4 days ago
Occurred
Jan 13, 2020
Control person left
Lee William Matthes (Member/Chief Compliance Officer) no longer on Schedule A of Compass Wealth Management Llc (listed 2019-03-28, absent 2020-01-13)
Form ADVobserved 4 days ago
Occurred
Jan 13, 2020
Control person left
Ann Carolyn Matthes (Member) no longer on Schedule A of Compass Wealth Management Llc (listed 2019-03-28, absent 2020-01-13)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2018
Regulatory AUM changed
Compass Wealth Management Llc reported RAUM $415.0M, up 50% from $277.0M (2017-03-30 to 2018-03-27)
Form ADVobserved 4 days ago
$138M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5331258-c637-7793-85b0-e137bfefd30b
First observed: Mar 27, 2012
Last observed: Feb 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COMPASS WEALTH MANAGEMENT LLC

CRD 106289

GUILFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5331258-c637-7793-85b0-e137bfefd30b

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CAROLYN ANN MATTHES

n/a

GUILFORD, CT

n/a

WILLIAM LEE MATTHES

n/a

GUILFORD, CT

JASON W BEAR

Chartered Financial Analyst

GUILFORD, CT

n/a

RADFORD E BROGDEN

Certified Financial Planner

Midway, UT | GUILFORD, CT

EMILY CLARE AMBROSE CAFASSO

n/a

GUILFORD, CT

Esme Eva Miano

n/a

Guilford, CT

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BEAR, JASON, W

OWNER/CCO

yes

12/2019

Jan 13, 2020

Mar 19, 2024

City

State

Country

Employees

Also broker-dealer

Westport

United States

Midway

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 25, 2026

$683M

n/a

2024

Feb 6, 2025

$610M

n/a

2023

Mar 18, 2024

$542M

n/a

2022

Feb 27, 2023

$461M

n/a

2021

Jan 14, 2022

$500M

n/a

2020

Mar 25, 2021

$420M

n/a

2019

Jan 13, 2020

$420M

$413M

n/a

2018

Mar 28, 2019

$420M

$413M

n/a

2017

Mar 27, 2018

$415M

$408M

n/a

2016

Mar 30, 2017

$277M

$272M

n/a

2015

Mar 30, 2016

$238M

$227M

n/a

2014

Mar 30, 2015

$263M

$248M

n/a

2013

Mar 13, 2014

$243M

$195M

n/a

2012

Apr 1, 2013

$132M

n/a

2011

Mar 27, 2012

$115M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$683M

$610M

12.0%

$461M

14.0%