DFX Intelligence

P•••••• R••• E••••• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

P•••••• R••• E••••• I••••••••• M••••••••• L••

CRD 130289

WEST HARTFORD, CT

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Search this name across graphsid dfx:ria:e542acb8-ba11-fbe8-cfe9-a6fbe24f0d56

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 3
On other graphs: 1
Observed: Apr 2, 2012 to Mar 27, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

P•••••• R••• E••••• I••••••••• M••••••••• L••

R••• estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.5B••• Locked
Discretionary RAUM: $1.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••••• S••••• I••••••••• F••• V•• L•••	R••• E••••• Fund	$537M	Jun 10, 2024	5	Mar 31, 2021	reported	021-390715
P•••••• S••••• I••••••••• P••••••• V•• L•	R••• E••••• Fund	$427M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••• Z••••••• H••••••	HEAD OF ACQUISITIONS / MEMBER AND DIRECTOR OF P•••••• R••••• A•••••••• I•••	B	yes	12/2023	Mar 30, 2020	Jun 10, 2024
H•••••• J•••• M•••••	CHIEF INVESTMENT OFFICER / MEMBER AND DIRECTOR OF P•••••• R••••• A•••••••• I•••	C	yes	07/2003	Apr 2, 2012	Jun 10, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••••• F••• V• G• L••	n/a	n/a	n/a	Y	no	n/a
P•••••• P••• I• G• L••	n/a	n/a	n/a	Y	no	n/a
P•••••• P••• V• C••• G• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Morristown	Nj	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.6B	-5.4%	$1.5B	-1.4%	18	17	1	1

Relationships

Advises (10)

→ P•••••• S••••• I••••••••• F••• V•• L•••Private fundR••• E••••• Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ P•••••• S••••• I••••••••• P••••••• V•• L•Private fundR••• E••••• Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ P•••••• S••••• I••••••••• P••••••• V• C•••• L•••Private fundR••• E••••• Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ P•••••• S••••• I••••••••• P••••••• I•• L•••

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
P•••••• R••• E••••• I••••••••• M••••••••• L•• reported RAUM $1.5B, up 32% from $1.2B (2022-03-30 to 2023-03-30)
Form ADVobserved 7 days ago
$368M
Occurred
Mar 31, 2021
Regulatory AUM changed
P•••••• R••• E••••• I••••••••• M••••••••• L•• reported RAUM $1.2B, up 65% from $706.0M (2020-03-30 to 2021-03-31)
Form ADVobserved 7 days ago
$456M
Occurred
Mar 27, 2018
Regulatory AUM changed
P•••••• R••• E••••• I••••••••• M••••••••• L•• reported RAUM $910.6M, up 57% from $581.0M (2017-03-29 to 2018-03-27)
Form ADVobserved 7 days ago
$330M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e542acb8-ba11-fbe8-cfe9-a6fbe24f0d56
First observed: Apr 2, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.