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CRD 110817
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| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••• C••••••••• D•••• | CHIEF COMPLIANCE OFFICER | E | yes | 01/1987 | Feb 10, 2012 | Dec 4, 2015 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Feb 12, 2015 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $129M | $127M | 2.1% | $105M | 7.2% | 1 | 1 | n/a | n/a |
| $129M |
| $129M |
| 1 |
| 1 |
| n/a |
| n/a |
| n/a |
| 2013 | Mar 14, 2014 | $127M | $127M | 1 | 1 | n/a | n/a | n/a |
| 2012 | Jan 30, 2013 | $120M | $120M | 1 | 1 | n/a | n/a | n/a |
| 2011 | Feb 10, 2012 | $105M | $105M | n/a | n/a | n/a | n/a | n/a |