E• D••• W•••••

Advisor at S••••••••• A•••• M••••••••• L••

Petaluma, CA | Linwood, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 17, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A•••• M••••••••• L••	Independent wealth	Apr 4, 2013	n/a	yes	Linwood, NJ\|Petaluma, CA	Current employment
H••••••••• I••••••••• I•••	Independent wealth	Oct 28, 2011	Apr 3, 2013	no	NAPA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• I••••••••• I•••	S••••••••• A•••• M••••••••• L••	Apr 3, 2013	Apr 4, 2013	1	Firm change	Other
U•• F•••••••• S••••••• I•••	H••••••••• I••••••••• I•••	Dec 5, 2005	Oct 28, 2011

Relationships

Registered with (3)

→ S••••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Apr 4, 2013 to presentfactForm ADV
→ H••••••••• I••••••••• I•••Registered adviserregistration: previous registration
Oct 28, 2011 to Apr 3, 2013factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 24, 2005 to Dec 5, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 24, 2005
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.