RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- S••••••••• A•••• M••••••••• L•• independent RIA currentsince Apr 4, 2013 · Linwood, Nj
- H••••••••• I••••••••• I••• independent RIAOct 28, 2011 to Apr 3, 2013 · Napa, Ca
- U•• F•••••••• S••••••• I••• wirehouseJan 24, 2005 to Dec 5, 2005 · San Francisco, Ca
- H••••••••• I••••••••• I••• to S••••••••• A•••• M••••••••• L••left Apr 3, 2013, registered Apr 4, 2013 (1 days) · Other
- U•• F•••••••• S••••••• I••• to H••••••••• I••••••••• I•••left Dec 5, 2005, registered Oct 28, 2011 (2153 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address