DFX Intelligence

J••••• D•••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant18 years in industry

J••••• D•••• N•••••

Advisor at L••••• F•••••••• G••••• L••

Omaha, NE | SAINT LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Mar 27, 2009 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J••••• D•••• N•••••

Private equity principal · same individual CRD

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 13, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• F•••••••• G••••• L••	Bd affiliated wealth	Jul 8, 2025	n/a	yes	SAINT LOUIS, MO\|Omaha, NE	Current employment
P••••••••• T••••• I••••••••• A•••••••• L••	n/a	Jan 6, 2015	Feb 1, 2024	no	ELKHORN, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• T••••• I••••••••• A•••••••• L••	L••••• F•••••••• G••••• L••	Feb 1, 2024	Jul 8, 2025	523	Firm change after gap	Other
V•••••• A•••••••• I•••	P••••••••• T••••• I••••••••• A•••••••• L••	Dec 15, 2014	Jan 6, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
173801:140599:NE:2024-02-01	Feb 1, 2024	Jul 8, 2025	ELKHORN, NE	Firm change after gap

Relationships

Registered with (4)

→ L••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jul 8, 2025 to presentfactForm ADV
→ P••••••••• T••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 6, 2015 to Feb 1, 2024factForm ADV
→ V•••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 29, 2013 to Dec 15, 2014factForm ADV
→ P••••••••• A••••••• G••••Registered adviserregistration: previous registration

Dated events

Order

Occurred
1 Feb 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 27, 2009
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.