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V•••••• A••••••• INC, CRD 108050
AKRON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| L••••••• J••••• R•••• | n/a | AKRON, OH | 27 | 39 | 1 | yes |
| W•••• F••••••• F••••••••• | n/a | NEWARK, OH | 27 | 46 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••••••• C••••• J••••••• | EVP, CHIEF OPERATING OFFICER | Na | yes | 08/2015 | Jun 1, 2026 | Jun 1, 2026 |
| K••••••• E••••••••• E••• | VP ACCOUNTING & FINANCE | Na | yes | 02/2018 | Jun 1, 2026 | Jun 1, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| E•••••••• I•••••••• A•••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| V•••••• S••••••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Falmouth | Me | United States | 7 | yes |
| Akron | Oh | United States | 7 | yes |
| Mason | Mi | United States | 6 | yes |
| Fairlawn | Oh | United States | 6 | yes |
| FORT MITCHELL | Ky | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 7 | 8 | -1 | 2.7% | 1 | 2 | 0 | 27 | 18 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $10B | $8.4B | 21.3% | $5.8B | 20.6% | 280 | 275 | 156 | 156 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| W• W••••• A•••••••• L•• | 2 | Jan 27, 2023 | Mar 18, 2019 | WARREN, OH | Team lift out | Ibd to state RIA | 0.9% |
| W• W••••• A•••••••• L•• | 2 | Dec 31, 2021 | Mar 5, 2019 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C••••••••• A••••••••• L•• | 3 | Dec 31, 2024 | Jan 1, 2025 | FLOWOOD, MS | Firm absorbed | Other | 60.0% |
| L••• S••••• A•••••••• L•• | 3 | Jan 9, 2023 | Jan 9, 2023 |
| yes |
| S••••• D•••• M••••• | n/a | Akron, OH | AKRON, OH | 27 | 29 | 1 | yes |
| G••• A••• L•••• | Certified Financial Planner | BOCA RATON, FL | 27 | 32 | n/a | yes |
| J•••• E••••• R•••••• | Certified Financial Planner | Fairlawn, OH | 26 | 38 | n/a | yes |
| R••••• E••••• R••• | n/a | LANCASTER, OH | 26 | 28 | n/a | yes |
| R•••••• E••• C••••••• | n/a | COLUMBUS, OH | 26 | 45 | n/a | yes |
| L•••• J•••• S••••••• | n/a | MT. VERNON, OH | 26 | 21 | n/a | yes |
| K•••• L•• S••••••• | n/a | MT. VERNON, OH | 26 | 29 | n/a | yes |
| R••••• B••• W••• | Certified Financial Planner | Plainville, MA | Saint Augustine, FL | 26 | 29 | n/a | yes |
| J••••••• D•••• H••••••• | Certified Financial Planner | Mentor, OH | 25 | 28 | 1 | yes |
| D••••• M•••••• Z••••• | n/a | Rocky River, OH | 25 | 46 | 1 | yes |
| V•••••• M•••• S•••• | n/a | Rocky River, OH | 25 | 22 | 1 | yes |
| W•••••• G• S•••••••• | Personal Financial Specialist | Worthington, OH | WORTHINGTON, OH | 25 | 41 | n/a | yes |
| D•••• L••••••• P•••••• | n/a | Fairlawn, OH | 25 | 26 | 1 | yes |
| F•••••••• V••••••• M••••• | n/a | Annapolis, MD | 25 | 40 | n/a | yes |
| C•••••• J•• F•••••• | Chartered Financial Consultant | ANNAPOLIS, MD | 24 | 59 | n/a | yes |
| J•••• D••••• Y••••• | n/a | Mentor, OH | 23 | 64 | 1 | yes |
| E••••• T••••• R•••••••• | n/a | INDEPENDENCE, OH | 23 | 59 | n/a | yes |
| M•••••• W• K•••••• | n/a | Fort Lauderdale, FL | 23 | 26 | 1 | yes |
| R••••• G••••• M••••• | Certified Financial Planner | Boca Raton, FL | 23 | 34 | 1 | yes |
| R••••• G•••• K•••• | n/a | Rocky River, OH | 23 | 36 | 1 | yes |
| P••••• E••••• H••••••• | Chartered Financial Consultant | FALMOUTH, ME | 23 | 49 | n/a | yes |
| F•••••••• W•••••• C•••••••• | n/a | Evergreen, CO | 22 | 43 | 1 | yes |
| M••• J••••• M••••• | Certified Financial Planner | Fort Wright, KY | 22 | 25 | 3 | yes |
| CHIEF INVESTMENT OFFICER |
| Na |
| yes |
| 01/2010 |
| Jun 1, 2026 |
| Jun 1, 2026 |
| R••••• L•••••••• J••••• | PRESIDENT, DIRECTOR | Na | yes | 06/2000 | Jun 1, 2026 | Jun 1, 2026 |
| V•••••• I••••••••• L•• | INTERM. SHAREHOLDER | E | yes | 06/2000 | Jun 1, 2026 | Jun 1, 2026 |
| W••••••• D••••••• F•••••••• | CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER | Na | yes | 07/2015 | Jun 1, 2026 | Jun 1, 2026 |
| E•••••••• I•••••••• A•••••• I••• | Member | E | yes | 06/2000 | Dec 23, 2011 | May 3, 2024 |
| R••••• L•••••••• J••••• | Manager | C | yes | 06/2000 | Dec 23, 2011 | May 3, 2024 |
| V•••••• F•••••••• G•••• L•• ••• V•••••• I•••••••• A•••••• L••• | INTERM. SHAREHOLDER | E | no | 06/2016 | Mar 30, 2017 | May 3, 2024 |
| yes |
| Pittsford | NY | United States | 5 | yes |
| Canfield | Oh | United States | 5 | yes |
| Irvine | CA | United States | 4 | yes |
| BOCA RATON | FL | United States | 4 | yes |
| Elkhorn | Ne | United States | 4 | yes |
| MT. VERNON | Ne | United States | 4 | yes |
| Cincinnati | Oh | United States | 4 | yes |
| Mentor | Oh | United States | 4 | yes |
| Tustin | CA | United States | 3 | yes |
| BOCA RATON | FL | United States | 3 | yes |
| Gloucester | Ma | United States | 3 | yes |
| Plainville | Ma | United States | 3 | yes |
| Cincinnati | Oh | United States | 3 | yes |
| KETTE•••G | Oh | United States | 3 | yes |
| Newark | Oh | United States | 3 | yes |
| Westlake | Oh | United States | 3 | yes |
| Wyomissing | Pa | United States | 3 | yes |
| Opelika | Al | United States | 2 | yes |
| Flowood | Ms | United States | 2 | yes |
| Richfield | Oh | United States | 2 | yes |
| Feb 24, 2026 |
| $10B |
| $10.0B |
| 280 |
| 280 |
| 156 |
| n/a |
| n/a |
| 2024 | Mar 24, 2025 | $8.4B | $8.2B | 275 | 275 | 156 | n/a | n/a |
| 2023 | Feb 19, 2024 | $7.0B | $6.9B | 260 | 260 | 156 | n/a | n/a |
| 2022 | Feb 17, 2023 | $5.8B | $5.7B | 260 | 260 | 156 | n/a | n/a |
| 2021 | Feb 18, 2022 | $7.5B | $7.5B | 250 | 250 | 140 | n/a | n/a |
| 2020 | Mar 26, 2021 | $6.3B | $6.3B | 227 | 227 | 140 | n/a | n/a |
| 2019 | Mar 18, 2020 | $5.8B | $5.8B | 224 | 224 | 122 | n/a | n/a |
| 2018 | Mar 21, 2019 | $5.1B | $5.1B | 230 | 230 | 122 | n/a | n/a |
| 2017 | Mar 29, 2018 | $5.8B | $5.8B | 216 | 216 | 122 | n/a | n/a |
| 2016 | Mar 30, 2017 | $5.2B | $5.2B | 260 | 260 | n/a | n/a | n/a |
| 2015 | Mar 15, 2016 | $4.9B | $4.4B | 218 | 218 | n/a | n/a | n/a |
| 2014 | Mar 19, 2015 | $5.6B | $5.1B | 217 | 217 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $4.8B | $4.4B | 199 | 199 | n/a | n/a | n/a |
| 2012 | Mar 27, 2013 | $3.2B | $2.8B | 183 | 183 | n/a | n/a | n/a |
| 2011 | Mar 28, 2012 | $1.6B | $1.3B | n/a | n/a | n/a | n/a | n/a |
| WORTHINGTON, OH |
| Team lift out |
| Ibd to state RIA |
| 0.9% |
| M••••• A•••••••• L•• | 4 | Dec 21, 2020 | Dec 1, 2020 | MEQUON, WI | Team lift out | RIA to ibd | 2.0% |
| S••••• W••••• M••••••••• | 2 | Dec 31, 2019 | Dec 26, 2019 | BLOOMINGTON, IL | Team lift out | Ibd to RIA | 1.1% |
| E•• A•••••••• L•• | 2 | Nov 15, 2019 | May 9, 2013 | SCHAUMBURG, IL | Team lift out | Other | 1.1% |
| C•••••••• L•• | 2 | Aug 28, 2018 | Aug 16, 2018 | HEATHROW, FL | Team lift out | RIA to new firm | 1.2% |
| L•• F•••••••• L•• | 2 | Jul 17, 2018 | Jul 18, 2018 | AKRON, OH | Team lift out | RIA to RIA | 1.2% |
| K••••• A••••••• S•••••••• L•• | 2 | Feb 7, 2018 | Feb 7, 2018 | MADISON, WI | Team lift out | Other | 1.2% |
| I•••••• W•••••• L•• | 2 | Jan 24, 2018 | Jan 24, 2018 | GRAND RAPIDS, MI | Team lift out | Other | 1.2% |
| C••••• G••••• F•••••••• A•••••••• L•• | 3 | Dec 31, 2017 | Jan 3, 2018 | ASHEVILLE, NC | Team lift out | Other | 1.8% |
| DALLAS, TX |
| Team lift out |
| Ibd to ibd |
| 2.5% |
| A•••••• A••••••• S••••••• | 2 | Sep 20, 2022 | Sep 12, 2022 | G•••COE, MN | Team lift out | Ibd to ibd | 0.1% |
| S••••••• F•••••••• S•••••••• I••• | 2 | Jul 5, 2022 | Jul 5, 2022 | NEWPORT BEACH, CA | Team lift out | RIA to ibd | 0.2% |
| L•• F•••••••• L•• | 2 | Feb 23, 2022 | Apr 14, 2022 | OMAHA, NE | Team lift out | Ibd to ibd | 0.0% |
| T•• A•••••••• I••• | 2 | Oct 18, 2021 | Oct 18, 2021 | SUMMIT, NJ | Team lift out | Ibd to ibd | 1.2% |
| H•••••• T••••••• • K•••• L•• | 2 | Aug 4, 2020 | Aug 3, 2020 | PITTSFORD, NY | Team lift out | Ibd to RIA | 0.5% |
| C••••• A•••••• N••••••• L•• | 4 | Jul 23, 2020 | Jul 23, 2020 | CINCINNATI, OH | Team lift out | Ibd to RIA | 1.0% |
| P•••••••• S••••••••• I••• | 3 | Jul 24, 2019 | Jul 18, 2019 | ONALASKA, WI | Team lift out | Ibd to ibd | 0.3% |
| B•• I••••••••• A•••••••• I••• | 2 | Nov 9, 2018 | Jan 1, 2025 | WAYZATA, MN | Team lift out | Other | 40.0% |
| A••••••••• F•••••••• S•••••••• L•• | 4 | Oct 1, 2018 | Sep 27, 2018 | CINCINNATI, OH | Team lift out | Ibd to RIA | 0.0% |
| I••••••••• F•••••••• G••••• L•• | 2 | Mar 5, 2017 | Mar 6, 2017 | SAN DIEGO, CA | Team lift out | Other | 0.7% |