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D•••• H••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

D•••• H••••• L•••

Advisor at B••••••• J•••• L••

SEATTLE, WA

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Search this name across graphsid dfx:ria:e55499e5-e5ca-5479-e66d-6fd8a83cb01c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• J•••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 24, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• J•••• L••	Independent wealth	Nov 21, 2011	n/a	yes	SEATTLE, WA	Current employment
B••••••• J•••• L••	Independent wealth	Nov 21, 2011	Dec 31, 2016	no	SEATTLE, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••• F•••••••• A•••••••• L••	B••••••• J•••• L••	Nov 18, 2011	Nov 21, 2011	3	Firm change	Other
F•••• C•••••• F•••••••• P•••••••• I•••	B••• F•••••••• A•••••••• L••	Nov 27, 2007

Relationships

Registered with (4)

→ B••••••• J•••• L••Registered adviserregistration: previous registration
Nov 21, 2011 to Dec 31, 2016factForm ADV
→ B••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 22, 2007 to Nov 18, 2011factForm ADV
→ F•••• C•••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Sep 2, 2005 to Nov 27, 2007factForm ADV
→ F•••• C•••••• B•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e55499e5-e5ca-5479-e66d-6fd8a83cb01c
First observed: Jan 4, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.