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RIA / WealthAdvisorCertified Financial Planner16 years in industry

MARK STEPHEN MCCALLUM

Advisor at CWM, LLC

Farmington Hills, MI | OMAHA, NE | Valparaiso, IN | Northbrook, IL | Palatine, IL

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Search this name across graphsid dfx:ria:e559286a-7d85-5589-972c-190402bb1248

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 9, 2010
First registration: Jan 11, 2010
Dual registered: no
IAPD individual key: 5734934

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	May 23, 2018	n/a	yes	Palatine, IL\|Farmington Hills, MI\|Valparaiso, IN\|OMAHA, NE\|Northbrook, IL	Current employment
KABAREC FINANCIAL ADVISORS LTD	Former SEC adviser	May 4, 2017	Dec 31, 2018	no	PALATINE, IL	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Mar 1, 2016	May 4, 2017	no	ARLINGTON HTS, IL\|PALATINE, IL\|PALATINE, IL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 26, 2012	Mar 3, 2016	no	Boulder, CO	Previous registration
MORGAN STANLEY	Wirehouse	Jan 11, 2010	Sep 21, 2012	no	DENVER, CO\|Loveland, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KABAREC FINANCIAL ADVISORS LTD	CWM, LLC	Dec 31, 2018	May 23, 2018	-222	Firm change after gap	RIA to RIA
BMO HARRIS FINANCIAL ADVISORS, INC	KABAREC FINANCIAL ADVISORS LTD	May 4, 2017	May 4, 2017	0	Firm change	Other
CHARLES SCHWAB & CO., INC.	BMO HARRIS FINANCIAL ADVISORS, INC	Mar 3, 2016	Mar 1, 2016	-2	Firm change	Other
MORGAN STANLEY	CHARLES SCHWAB & CO., INC.	Sep 21, 2012	Sep 26, 2012	5	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105689:155344:IL:2018-12-31	Dec 31, 2018	May 23, 2018	PALATINE, IL	Firm change after gap

Relationships

Registered with (5)

→ CWM, LLCRegistered adviserregistration: current employment
May 23, 2018 to presentfactForm ADV
→ KABAREC FINANCIAL ADVISORS LTDRegistered adviserregistration: previous registration
May 4, 2017 to Dec 31, 2018factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Mar 1, 2016 to May 4, 2017factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 26, 2012 to Mar 3, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 11, 2010 to Sep 21, 2012factForm ADV

Dated events

No dated event names this entity yet.