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Advisor at KESTRA ADVISORY SERVICES, LLC
AUSTIN, TX | Peoria, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Aug 25, 2017 | n/a | yes | Peoria, IL|AUSTIN, TX | Current employment |
| WFG ADVISORS, LP | Former SEC adviser | Apr 29, 2010 | Aug 25, 2017 | no | PEORIA, IL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | May 5, 2010 | no | PEORIA, IL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 28, 1997 | Jun 1, 2009 | no | PEORIA, IL|PEORIA, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WFG ADVISORS, LP | KESTRA ADVISORY SERVICES, LLC | Aug 25, 2017 | Aug 25, 2017 | 0 | Firm change | Other |
| MORGAN STANLEY | WFG ADVISORS, LP | May 5, 2010 | Apr 29, 2010 | -6 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125073:283330:IL:2017-08-23 | Aug 25, 2017 | Aug 25, 2017 | PEORIA, IL | Firm change |