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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Dawn Kami Charmatz

Advisor at MORGAN STANLEY

Melville, NY

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Search this name across graphsid dfx:ria:e5684afa-3a7b-ffc5-84d4-e117eeff2554

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jul 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 5, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: May 5, 2004
First registration: Jul 10, 2008
Dual registered: yes, broker-dealer
Other names: DAWN KAMI LEVY|DAWN KAMI CHARMITZ|DAWN LEVY
IAPD individual key: 3187039

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 19, 2022	n/a	yes	Melville, NY	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 20, 2022	Aug 26, 2022	no	VIENNA, VA	Previous registration
PRIMERICA ADVISORS	National bd RIA	Oct 21, 2019	Jan 21, 2022	no	GREAT NECK, NY\|WEST PALM BEACH, FL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Sep 21, 2017	Mar 5, 2018	no	MELVILLE, NY	Previous registration
PRIMERICA ADVISORS	National bd RIA	Jul 30, 2015	Sep 1, 2017	no	GREAT NECK, NY	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Mar 13, 2009	Aug 28, 2013	no	NEW YORK, NY	Previous registration
LEHMAN BROTHERS INC.	n/a	Jul 10, 2008	Oct 15, 2008	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	MORGAN STANLEY	Aug 26, 2022	Sep 19, 2022	24	Firm change	Ibd to wirehouse
PRIMERICA ADVISORS	OSAIC WEALTH, INC.	Jan 21, 2022	Jan 20, 2022	-1	Firm change	Ibd to ibd
EQUITABLE ADVISORS, LLC	PRIMERICA ADVISORS	Mar 5, 2018	Oct 21, 2019	595	Firm change after gap	Ibd to ibd
PRIMERICA ADVISORS	EQUITABLE ADVISORS, LLC	Sep 1, 2017	Sep 21, 2017	20	Firm change	Ibd to ibd
BARCLAYS CAPITAL INC.	PRIMERICA ADVISORS	Aug 28, 2013	Jul 30, 2015	701	Firm change after gap	Other
LEHMAN BROTHERS INC.	BARCLAYS CAPITAL INC.	Oct 15, 2008	Mar 13, 2009	149	Bulk transfer	Other

Relationships

Registered with (6)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Sep 19, 2022 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 20, 2022 to Aug 26, 2022factForm ADV
→ PRIMERICA ADVISORSRegistered adviserregistration: previous registration
Oct 21, 2019 to Jan 21, 2022factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 21, 2017 to Mar 5, 2018factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Mar 13, 2009 to Aug 28, 2013factForm ADV
→ LEHMAN BROTHERS INC.Registered adviserregistration: previous registration
Jul 10, 2008 to Oct 15, 2008factForm ADV

Dated events

Occurred
Aug 26, 2022
Advisor changed firm
Dawn Kami Charmatz left Osaic Wealth, Inc. for Morgan Stanley (registered 2022-09-19)
Form ADVobserved 4 days ago
Occurred
Jan 21, 2022
Advisor changed firm
Dawn Kami Charmatz left Primerica Advisors for Osaic Wealth, Inc. (registered 2022-01-20)
Form ADVobserved 4 days ago