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Advisor at STRATOS WEALTH PARTNERS, LTD
Metairie, LA | METAIRIE, LA | SLIDELL, LA | RIVER RIDGE, LA | BATON ROUGE, LA | NEW ORLEANS, LA | MANDEVILLE, LA | GRETNA, LA | COVINGTON, LA | HAMMOND, LA | KENNER, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Jan 21, 2016 | n/a | yes | METAIRIE, LA|Metairie, LA|COVINGTON, LA|METAIRIE, LA|GRETNA, LA|KENNER, LA|NEW ORLEANS, LA|RIVER RIDGE, LA|SLIDELL, LA|NEW ORLEANS, LA|HAMMOND, LA|MANDEVILLE, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|BATON ROUGE, LA|BATON ROUGE, LA|NEW ORLEANS, LA | Current employment |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | Jan 28, 2015 | Jan 22, 2016 | no | SEATTLE, WA | Previous registration |
| CAPITAL ONE FINANCIAL ADVISORS LLC | n/a | Mar 4, 2013 | Jan 28, 2015 | no | MELVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL ONE ADVISORS, LLC | STRATOS WEALTH PARTNERS, LTD | Jan 22, 2016 | Jan 21, 2016 | -1 | Firm change | Other |
| CAPITAL ONE FINANCIAL ADVISORS LLC | CAPITAL ONE ADVISORS, LLC | Jan 28, 2015 | Jan 28, 2015 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 136865:153184:WA:2016-01-22 | Jan 22, 2016 | Jan 21, 2016 | SEATTLE, WA | Firm change |