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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

MICHAEL DEAN ALLEN

Advisor at RETIREMENT PLAN ADVISORS, LLC

Lee's Summit, MO | CHICAGO, IL

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Search this name across graphsid dfx:ria:e574a0f4-0c89-51d0-b730-3cfcdd229d68

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 17, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RETIREMENT PLAN ADVISORS, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 1, 1992
First registration: Feb 17, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 2232396

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RETIREMENT PLAN ADVISORS, LLC	Mixed wealth	Jan 13, 2020	n/a	yes	Lee's Summit, MO\|CHICAGO, IL	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	Dec 21, 2019	no	LEES SUMMIT, MO	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jul 10, 2013	Nov 2, 2018	no	OVERLAND PARK, KS\|LEES SUMMIT, MO	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Feb 17, 2006	May 7, 2013	no	OVERLAND PARK, KS\|OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	RETIREMENT PLAN ADVISORS, LLC	Dec 21, 2019	Jan 13, 2020	23	Firm change	Ibd to RIA
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
NEW ENGLAND SECURITIES CORPORATION	SIGNATOR INVESTORS, INC.	May 7, 2013	Jul 10, 2013	64	Firm change	Other

Relationships

Registered with (4)

→ RETIREMENT PLAN ADVISORS, LLCRegistered adviserregistration: current employment
Jan 13, 2020 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 2, 2018 to Dec 21, 2019factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jul 10, 2013 to Nov 2, 2018factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 17, 2006 to May 7, 2013factForm ADV

Dated events

No dated event names this entity yet.