DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TSCHETTER WEALTH ADVISORS

DDD PARTNERS, LLC, CRD 289738

BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5754def-d9bb-acd1-4d16-92fc3b5f33d4

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Sep 1, 2017 to Mar 29, 2019
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $696MItem 5.F on the latest filing (2019-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $427M
Private client RAUM: $691MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 442
Individual clients: 120
High net worth clients: 68
Custody, client assets: $2.3M
SEC number: 801-111792
CRD: 289738
Filings on the tape: 10
First filed: Sep 1, 2017
Latest filed: Mar 29, 2019
Organised: Limited Liability Company, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRUMBAUGH INVESTMENTS INC	MANAGING MEMBER	B	yes	10/2017	Oct 6, 2017	Mar 29, 2019
BRUMBAUGH, DUSTIN, LOYAL	CHIEF COMPLIANCE OFFICER	Na	yes	10/2017	Sep 1, 2017	Mar 29, 2019
BRUMBAUGH, DUSTIN, LOYAL	President	E	yes	10/2017	Sep 1, 2017	Mar 29, 2019
DWTSCHETTER INVESTMENTS INC	MANAGING MEMBER	B	yes	10/2017	Oct 6, 2017	Mar 29, 2019
SOARING EAGLE VENTURES, INC	MANAGING MEMBER	E	yes	10/2017	Oct 6, 2017	Mar 29, 2019
TSCHETTER, DAVID, WILLIAM	President	E	yes	10/2017	Sep 1, 2017	Mar 29, 2019
TSCHETTER, RICHARD, WILLIAM	President	E	yes	06/2011	Sep 1, 2017	Mar 29, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$696M	$427M	6	3	0	n/a	n/a
2017	Mar 26, 2018	$626M	$380M	5	3	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$696M	$626M	11.1%	n/a	n/a	6	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TSCHETTER GROUP	3	May 6, 2019	May 1, 2019	BELLEVUE, WA	Firm absorbed	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
D.A. DAVIDSON & CO.	3	Oct 8, 2017	Oct 6, 2017	BELLEVUE, WA	Team lift out	Other	0.8%

Relationships

Controls (6)

← BRUMBAUGH, DUSTIN, LOYALOwnerPRESIDENT, ownership code E, individual
Sep 1, 2017 to presentfactForm ADV
← TSCHETTER, RICHARD, WILLIAMOwnerPRESIDENT, ownership code E, individual
Sep 1, 2017 to presentfactForm ADV
← TSCHETTER, DAVID, WILLIAMOwnerPRESIDENT, ownership code E, individual
Sep 1, 2017 to presentfactForm ADV
← BRUMBAUGH INVESTMENTS INCOwnerMANAGING MEMBER, ownership code B, domestic entity
Oct 6, 2017 to presentfactForm ADV
← DWTSCHETTER INVESTMENTS INCOwnerMANAGING MEMBER, ownership code B, domestic entity
Oct 6, 2017 to presentfactForm ADV
← SOARING EAGLE VENTURES, INCOwnerMANAGING MEMBER, ownership code E, domestic entity
Oct 6, 2017 to presentfactForm ADV

Registered with (3)

← DUSTIN LOYAL BRUMBAUGHAdvisorregistration: previous registration
Oct 6, 2017 to May 6, 2019factForm ADV
← RICHARD WILLIAM TSCHETTERAdvisorregistration: previous registration
Oct 6, 2017 to May 6, 2019factForm ADV
← DAVID WILLIAM TSCHETTERAdvisorregistration: previous registration
Oct 6, 2017 to May 6, 2019factForm ADV

Moved with (2)

→ TSCHETTER GROUPRegistered adviser3 advisors, firm absorbed, same day
May 6, 2019 to May 1, 2019factForm ADV
← D.A. DAVIDSON & CO.Registered adviser3 advisors, team lift out, same day
Oct 8, 2017 to Oct 6, 2017factForm ADV

Dated events

Occurred
Sep 1, 2017
First Form ADV filing
The Tschetter Group filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5754def-d9bb-acd1-4d16-92fc3b5f33d4
First observed: Sep 1, 2017
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TSCHETTER WEALTH ADVISORS

DDD PARTNERS, LLC, CRD 289738

BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5754def-d9bb-acd1-4d16-92fc3b5f33d4

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:39 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRUMBAUGH INVESTMENTS INC

MANAGING MEMBER

yes

10/2017

Oct 6, 2017

Mar 29, 2019

BRUMBAUGH, DUSTIN, LOYAL

CHIEF COMPLIANCE OFFICER

yes

10/2017

Sep 1, 2017

Mar 29, 2019

BRUMBAUGH, DUSTIN, LOYAL

President

yes

10/2017

Sep 1, 2017

Mar 29, 2019

DWTSCHETTER INVESTMENTS INC

MANAGING MEMBER

yes

10/2017

Oct 6, 2017

Mar 29, 2019

SOARING EAGLE VENTURES, INC

MANAGING MEMBER

yes

10/2017

Oct 6, 2017

Mar 29, 2019

TSCHETTER, DAVID, WILLIAM

President

yes

10/2017

Sep 1, 2017

Mar 29, 2019

TSCHETTER, RICHARD, WILLIAM

President

yes

06/2011

Sep 1, 2017

Mar 29, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$696M

$427M

n/a

2017

Mar 26, 2018

$626M

$380M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$696M

$626M

11.1%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TSCHETTER GROUP

May 6, 2019

May 1, 2019

BELLEVUE, WA

Firm absorbed

RIA to RIA

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

D.A. DAVIDSON & CO.

Oct 8, 2017

Oct 6, 2017

BELLEVUE, WA

Team lift out

Other

0.8%