DFX Intelligence

L••••• R•••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

L••••• R•••••• H•••••••

Advisor at W••••••••• I••••••••• M••••••••• L••

NAPLES, FL | GRAND RAPIDS, MI

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Search this name across graphsid dfx:ria:e582de9c-10ba-a588-7b49-4a4737d1b7fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: May 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 17, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• I••••••••• M••••••••• L••	Independent wealth	Jan 7, 2025	n/a	yes	NAPLES, FL\|GRAND RAPIDS, MI	Current employment
B•••• W•••••• L••	Independent wealth	Dec 18, 2023	Dec 31, 2024	no	Naples, FL\|ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• W•••••• L••	W••••••••• I••••••••• M••••••••• L••	Dec 31, 2024	Jan 7, 2025	7	Firm change	RIA to RIA
T•••••••• L••	B•••• W•••••• L••	Dec 13, 2023	Dec 18, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
292482:299805:FL:2023-12-04	Dec 13, 2023	Dec 18, 2023	NAPLES, FL	Firm change
137658:292482:FL:2021-06-15	Jun 15, 2021	Jun 21, 2021	NAPLES, FL	Firm change

Relationships

Registered with (8)

→ W••••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jan 7, 2025 to presentfactForm ADV
→ B•••• W•••••• L••Registered adviserregistration: previous registration
Dec 18, 2023 to Dec 31, 2024factForm ADV
→ T•••••••• L••Registered adviserregistration: previous registration
Jun 21, 2021 to Dec 13, 2023factForm ADV
→ B••••••••• W••••• A•••••••• L••

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
L••••• R•••••• H••••••• left B•••• W•••••• L•• for W••••••••• I••••••••• M••••••••• L•• (registered 2025-01-07)
Form ADVobserved 7 days ago
Occurred
Dec 13, 2023
Advisor changed firm
L••••• R•••••• H••••••• left T•••••••• L•• for B•••• W•••••• L•• (registered 2023-12-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e582de9c-10ba-a588-7b49-4a4737d1b7fd
First observed: May 8, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.