DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••• C•••••• F••••••••
OVERLAND PARK, KS | Little Rock, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••• C•••••• F•••••••• | Mixed wealth | Aug 1, 2017 | n/a | yes | Little Rock, AR|OVERLAND PARK, KS | Current employment |
| L••••• F•••••••• I•• | Former SEC adviser | Dec 13, 2011 | Oct 13, 2017 | no | LITTLE ROCK, AR|LITTLE ROCK, AR|OVERLAND PARK, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••••• F•••••••• I•• | P•••• C•••••• F•••••••• | Oct 13, 2017 | Aug 1, 2017 | -73 | Bulk transfer | Other |
| T••••••••• F•••••••• A•••••••• L•• | V•••• F•••••••• A•••••••• I••• | Dec 12, 2011 | Dec 11, 2003 |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Dec 11, 2003 | Apr 14, 2010 | no | BLOMMINGTON, MN|EDINA, MN|LITTLE ROCK, AR | Previous registration |
| T••••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Mar 23, 1999 | Dec 12, 2011 | no | AUSTIN, TX|LITTLE ROCK, AR|AUSTIN, TX | Previous registration |
| -2,923 |
| Firm change after gap |
| Other |
| V•••• F•••••••• A•••••••• I••• | L••••• F•••••••• I•• | Apr 14, 2010 | Dec 13, 2011 | 608 | Firm change after gap | Other |