DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant35 years in industry

THOMAS ARTHUR HAUGHT

Advisor at SEQUOIA FINANCIAL GROUP, L.L.C.

AKRON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5a51ee7-e9b2-1b55-9943-14641c7d3faa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Oct 7, 1997 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Thomas Aurthur Haught

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEQUOIA FINANCIAL GROUP, L.L.C.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 26derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Sep 17, 1993
First registration: Oct 7, 1997
Dual registered: no
Other names: TOM HAUGHT|THOMAS AURTHUR HAUGHT
IAPD individual key: 2098919

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEQUOIA FINANCIAL GROUP, L.L.C.	Independent wealth	Apr 26, 2000	n/a	yes	AKRON, OH\|AKRON, OH	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 7, 1997	Dec 19, 2005	no	CLEVELAND, OH\|COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	SEQUOIA FINANCIAL GROUP, L.L.C.	Dec 19, 2005	Apr 26, 2000	-2,063	Firm change after gap	Other

Relationships

Registered with (2)

→ SEQUOIA FINANCIAL GROUP, L.L.C.Registered adviserregistration: current employment
Apr 26, 2000 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 7, 1997 to Dec 19, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5a51ee7-e9b2-1b55-9943-14641c7d3faa
First observed: Oct 7, 1997
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THOMAS ARTHUR HAUGHT

Advisor at SEQUOIA FINANCIAL GROUP, L.L.C.

AKRON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5a51ee7-e9b2-1b55-9943-14641c7d3faa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SEQUOIA FINANCIAL GROUP, L.L.C.

Independent wealth

Apr 26, 2000

n/a

yes

AKRON, OH|AKRON, OH

Current employment

LPL FINANCIAL LLC

Bd affiliated wealth

Oct 7, 1997

Dec 19, 2005

CLEVELAND, OH|COLUMBUS, OH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LPL FINANCIAL LLC

SEQUOIA FINANCIAL GROUP, L.L.C.

Dec 19, 2005

Apr 26, 2000

-2,063

Firm change after gap

Other