DFX Intelligence
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Reading the graph
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Advisor at G••••• W••••• M••••••••• I•••
Englewood, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• W••••• M••••••••• I••• | Bd affiliated wealth | Jan 29, 2004 | n/a | yes | Englewood, CO | Current employment |
| P•••••••• D••••• A•••••••• I••• | Former SEC adviser | Jan 11, 2017 | Jul 2, 2024 | no | Englewood, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••••• D••••• A•••••••• I••• | n/a | Jul 2, 2024 | n/a | n/a | Departure no registered destination | Departure |
| U••••• S••••••••• A•••••••• I••• | G••••• W••••• M••••••••• I••• | Jun 14, 2004 | Jan 29, 2004 | -137 |
| P•••••••• D••••• A•••••••• I••• | Former SEC adviser | Jul 6, 2012 | Dec 31, 2016 | no | ENGLEWOOD, CO | Previous registration |
| P•••••••• D••••• A•••••••• I••• | Former SEC adviser | Jan 27, 2011 | Feb 22, 2011 | no | CENTENNIAL, CO | Previous registration |
| U••••• S••••••••• A•••••••• I••• | n/a | Feb 10, 2003 | Jun 14, 2004 | no | GREENWOOD VILLAGE, CO | Previous registration |
| Firm change after gap |
| Other |