M•••• Y•

Advisor at B•••••••••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5b511fa-e08b-225a-bee2-ed90476dad96

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 24, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••••	Independent wealth	Dec 6, 2021	n/a	yes	NEW YORK, NY	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Apr 23, 2019	Dec 4, 2019	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	B•••••••••	Dec 4, 2019	Dec 6, 2021	733	Firm change after gap	Wirehouse to RIA
B•••••••• I••••••••• M••••••••• L••	U•• F•••••••• S••••••• I•••	Mar 1, 2016	Apr 23, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
108928:8174:NJ:2016-02-23	Mar 1, 2016	Apr 23, 2019	PRINCETON, NJ	Firm change after gap

Relationships

Registered with (3)

→ B•••••••••Registered adviserregistration: current employment
Dec 6, 2021 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 23, 2019 to Dec 4, 2019factForm ADV
→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 25, 2014 to Mar 1, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5b511fa-e08b-225a-bee2-ed90476dad96
First observed: Mar 25, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.