DFX Intelligence

G••• A•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

G••• A•••• B••••

Advisor at S••••• C•••••• M••••••••• L••

San Antonio, TX | SAINT LOUIS, MO

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Search this name across graphsid dfx:ria:e5c37b33-06d3-7e64-90cd-650001244304

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• C•••••• M••••••••• L••	Independent wealth	Jan 2, 2025	n/a	yes	SAINT LOUIS, MO\|San Antonio, TX	Current employment
S••••• C•••••• M••••••••• L••	Independent wealth	Feb 21, 2018	Dec 31, 2024	no	SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
1•• G••••• A••••••• I••	S••••• C•••••• M••••••••• L••	Feb 5, 2018	Feb 21, 2018	16	Firm change	Other
A•••••• A••••••• S•••••••	1•• G••••• A••••••• I••	Aug 24, 2011	Aug 16, 2011

Relationships

Registered with (3)

→ S••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 21, 2018 to Dec 31, 2024factForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Aug 16, 2011 to Feb 5, 2018factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jan 20, 2006 to Aug 24, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5c37b33-06d3-7e64-90cd-650001244304
First observed: Jan 20, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.