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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

INFINEON CAPITAL MANAGEMENT, LLC

CRD 167024

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5c90cd2-ab5c-9bf6-bd48-b190474b2118

Data as of Jun 18, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 18, 2013 to Jun 18, 2013
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
SEC number: 801-78238
CRD: 167024
Filings on the tape: 1
First filed: Jun 18, 2013
Latest filed: Jun 18, 2013
Organised: Limited Liability Company, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HUSSAIN, IMRAN	CHIEF INVESTMENT OFFICER	D	yes	01/2013	Jun 18, 2013	Jun 18, 2013
WELLES, CALDWELL, MEAD	MANAGING PRINCIPAL	C	yes	01/2013	Jun 18, 2013	Jun 18, 2013
HEYKE, JOHN, ERICSON	CHIEF COMPLIANCE OFFICER	Na	no	01/2013	Jun 18, 2013	Jun 18, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INFINEON PARTNERS, LP	n/a	n/a	n/a	N	yes	n/a

Relationships

Controls (2)

← WELLES, CALDWELL, MEADOwnerMANAGING PRINCIPAL, ownership code C, individual
Jun 18, 2013 to presentfactForm ADV
← HUSSAIN, IMRANOwnerCHIEF INVESTMENT OFFICER, ownership code D, individual
Jun 18, 2013 to presentfactForm ADV

Owns (1)

← HEYKE, JOHN, ERICSONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 18, 2013 to presentfactForm ADV

Dated events

Occurred
Jun 18, 2013
First Form ADV filing
Infineon Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5c90cd2-ab5c-9bf6-bd48-b190474b2118
First observed: Jun 18, 2013
Last observed: Jun 18, 2013 161 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INFINEON CAPITAL MANAGEMENT, LLC

CRD 167024

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5c90cd2-ab5c-9bf6-bd48-b190474b2118

Data as of Jun 18, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:29 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HUSSAIN, IMRAN

CHIEF INVESTMENT OFFICER

yes

01/2013

Jun 18, 2013

WELLES, CALDWELL, MEAD

MANAGING PRINCIPAL

yes

01/2013

Jun 18, 2013

HEYKE, JOHN, ERICSON

CHIEF COMPLIANCE OFFICER

01/2013

Jun 18, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INFINEON PARTNERS, LP

n/a

yes

n/a