J•••• A•• K•••

Advisor at B••••• F•••••••• S•••••••••

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5c963f4-e389-38b3-c1a1-23e54c3320c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 31, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• F•••••••• S•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 21, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• F•••••••• S•••••••••	State registered	Sep 7, 2018	n/a	yes	SCOTTSDALE, AZ	Current employment
D••••••	Independent wealth	Jan 28, 2015	Jan 2, 2019	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••	B••••• F•••••••• S•••••••••	Jan 2, 2019	Sep 7, 2018	-117	Firm change after gap	RIA to state RIA
W••••• M••••••••• S••••••••	D••••••	Mar 30, 2015	Jan 28, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
151367:298134:AZ:2019-01-02	Jan 2, 2019	Sep 7, 2018	SCOTTSDALE, AZ	Firm change after gap

Relationships

Registered with (6)

→ B••••• F•••••••• S•••••••••Registered adviserregistration: current employment
Sep 7, 2018 to presentfactForm ADV
→ D••••••Registered adviserregistration: previous registration
Jan 28, 2015 to Jan 2, 2019factForm ADV
→ W••••• M••••••••• S••••••••Registered adviserregistration: previous registration
Jan 3, 2012 to Mar 30, 2015factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5c963f4-e389-38b3-c1a1-23e54c3320c9
First observed: Oct 31, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.