DFX Intelligence

J••• K•••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

J••• K•••• O••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:e5cce75d-368a-2441-cfa4-69534e3a510a

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 13, 2009 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 27, 2025	n/a	yes	BECKLEY, WV\|MORGANTOWN, WV\|PENNSBORO, WV\|SALEM, WV\|WEST UNION, WV	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 9, 2019	Sep 30, 2024	no	PORT CHARLOTTE, FL\|LAKELAND, FL\|LAKELAND, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	L•• F•••••••• L••	Jul 10, 2019	Jul 9, 2019	-1	Firm change	Wirehouse to RIA
S••••••• I••••••••• S•••••••• I•••	W•••• F•••• A•••••••	Jun 2, 2015	May 29, 2015

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 9, 2019 to Sep 30, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 29, 2015 to Jul 10, 2019factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 16, 2012 to Jun 2, 2015factForm ADV
→ B••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5cce75d-368a-2441-cfa4-69534e3a510a
First observed: Jul 13, 2009
Last observed: Sep 16, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.