DFX Intelligence

G••• H••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

G••• H••••• C••••••

Advisor at S••••• A•••• M••••••••• L•••••

Granada Hills, CA

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Search this name across graphsid dfx:ria:e5d085a7-ac1f-6d9e-0969-91276020a250

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A•••• M••••••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A•••• M••••••••• L•••••	Independent wealth	Jun 19, 2024	n/a	yes	Granada Hills, CA	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	Apr 23, 2015	Jun 18, 2024	no	GRANADA HILLS, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	S••••• A•••• M••••••••• L•••••	Jun 18, 2024	Jun 19, 2024	1	Firm change	Ibd to RIA
A•••••• A••••••• S•••••••	S•• I••••••••• A•••••••• I•••	May 1, 2015	Apr 23, 2015

Relationships

Registered with (3)

→ S••••• A•••• M••••••••• L•••••Registered adviserregistration: current employment
Jun 19, 2024 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 23, 2015 to Jun 18, 2024factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jul 11, 2003 to May 1, 2015factForm ADV

Dated events

Occurred
Jun 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5d085a7-ac1f-6d9e-0969-91276020a250
First observed: Jul 11, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.