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CRD 104581
FORT LEE, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DENNISON THEODORE VERU | n/a | FORT LEE, NJ | 25 | 42 | n/a | no |
| WENDY SUE POPOWICH | n/a | FORT LEE, NJ | 21 | 21 | n/a | no |
| WAILAM WILLIAM LEE | n/a | FORT LEE, NJ | 20 | 31 | n/a | no |
| MICHAEL IAN FEILER | n/a | FORT LEE, NJ | 19 | 32 | n/a | no |
| BRADLEY ROBERT GOLDMAN | n/a | FORT LEE, NJ | 18 | 19 | n/a | no |
| BERNARD JOSEPH PICCHI | Chartered Financial Analyst | FORT LEE, NJ | 14 | 21 | n/a | no |
| MARC HOWARD SHAPIRO | n/a | FORT LEE, NJ | 13 | 30 | n/a | no |
| ALISON ANNE BERMAN | n/a | FORT LEE, NJ | 8 | 15 | n/a | no |
| LORRAINE RENEE SALVO | Certified Financial Planner | Fort Lee, NJ | 6 | 22 | 1 | no |
| CHRISTOPHER EDWARD HENDERSON | n/a | FORT LEE, NJ | 2 | 27 | 1 | no |
| KELLY MARIE LYNCH-MOLONEY | Certified Financial Planner | FORT LEE, NJ | 0 | 25 | 1 | no |
| Brent Kenneth Robinson | Chartered Financial Analyst | Palos Verdes Estates, CA | FORT LEE, NJ | 0 | 11 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PALISADE STRATEGIC MASTER FUND (CAYMAN) LIMITED | Hedge Fund | $104M | Oct 2, 2024 | 18 | Mar 29, 2012 | dropped | 021-138188 |
| PALISADE LONG SHORT ALPHA MASTER FUND (CAYMAN) LIMITED | Hedge Fund | $28.9M | Oct 13, 2021 | 10 | Apr 1, 2013 | dropped | 021-196838 |
| PALISADE PRIVATE PARTNERSHIP II, LP | Hedge Fund | $17.6M | Mar 10, 2023 | 12 | Mar 29, 2012 | dropped | n/a |
| AXE-HOUGHTON ASSOCIATE INVESTMENT FUND, LLC CLASS C | Hedge Fund | $3.9M | Jul 31, 2026 | 13 | Apr 1, 2013 | reported | 021-182766 |
| PALISADE CONCENTRATED EQUITY PARTNERSHIP, LP | Hedge Fund | $3.2M | Apr 23, 2021 | 3 | Mar 29, 2012 | dropped | n/a |
| AXE-HOUGHTON ASSOCIATE INVESTMENT FUND, LLC CLASS A | Hedge Fund | $1.7M | Jul 31, 2026 | 15 | Apr 1, 2013 | reported | 021-182766 |
| AXE-HOUGHTON ASSOCIATE INVESTMENT FUND, LLC CLASS B | Hedge Fund | $1.7M | Jul 31, 2026 | 11 | Apr 1, 2013 | reported | 021-182766 |
| PALISADE PRIVATE PARTNERSHIP, LP | Hedge Fund | $1.5M | Jan 9, 2018 | 2 | Mar 29, 2012 | dropped | n/a |
| PALISADE CONCENTRATED EQUITY PARTNERSHIP II, LP | Hedge Fund | $795,013 | Mar 10, 2023 | 3 | Mar 29, 2012 | dropped | n/a |
| PALISADE MEDICAL EQUITY I, LP | Hedge Fund | $680,097 | Jun 15, 2020 | 32 | Mar 31, 2017 | dropped | 021-283548 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BERMAN, ALISON, ANNE | MANAGING PARTNER, PRESIDENT, CHIEF EXECUTIVE OFFICER | Na | yes | 01/2018 | Jul 31, 2026 | Jul 31, 2026 |
| FEILER, MICHAEL, IAN | PARTNER, PRIVATE WEALTH MANAGEMENT | Na | yes | 04/2018 | Jul 31, 2026 | Jul 31, 2026 |
| GOLDMAN, BRADLEY, ROBERT | PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | Na | yes | 01/2008 | Jul 31, 2026 | Jul 31, 2026 |
| PALISADE CAPITAL GP, LLC | GENERAL PARTNER | Na | yes | 02/2023 | Jul 31, 2026 | Jul 31, 2026 |
| PALISADE CAPITAL HOLDINGS, LP | LIMITED PARTNER | E | yes | 02/2023 | Jul 31, 2026 | Jul 31, 2026 |
| TANNUZZO, BEATA | PARTNER, CHIEF FINANCIAL OFFICER | Na | yes | 03/2018 | Jul 31, 2026 | Jul 31, 2026 |
| VERU, DENNISON, THEODORE | SENIOR PARTNER, CHIEF INVESTMENT OFFICER | Na | yes | 08/2004 | Jul 31, 2026 | Jul 31, 2026 |
| BERMAN, ALISON, ANNE | LIMITED PARTNER | C | yes | 02/2023 | Jan 8, 2018 | Oct 2, 2024 |
| BERMAN, ALISON, ANNE | MANAGING MEMBER | D | yes | 02/2023 | Jan 8, 2018 | Oct 2, 2024 |
| PALISADE CAPITAL GP, LLC | GENERAL PARTNER | F | yes | 02/2023 | Mar 9, 2023 | Oct 2, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $3.9B | $3.9B | 42 | 15 | 0 | 3 | n/a |
| 2024 | Mar 19, 2025 | $4.2B | $4.2B | 40 | 13 | 0 | 4 | n/a |
| 2023 | Mar 19, 2024 | $4.2B | $4.2B | 40 | 14 | 0 | 4 | $111M |
| 2022 | Mar 24, 2023 | $4.2B | $4.2B | 42 | 17 | 0 | 4 | $117M |
| 2021 | Mar 18, 2022 | $5.5B | $5.5B | 44 | 17 | 0 | 6 | $251M |
| 2020 | Mar 30, 2021 | $4.7B | $4.6B | 45 | 17 | 0 | 8 | $475M |
| 2019 | Mar 27, 2020 | $4.0B | $4.0B | 44 | 17 | 0 | 9 | $416M |
| 2018 | Mar 28, 2019 | $3.2B | $3.2B | 43 | 18 | 0 | 9 | $508M |
| 2017 | Mar 29, 2018 | $3.4B | $3.4B | 41 | 18 | 0 | 8 | $522M |
| 2016 | Mar 31, 2017 | $3.1B | $3.1B | 41 | 18 | n/a | 9 | $465M |
| 2015 | Mar 30, 2016 | $3.7B | $3.6B | 49 | 22 | n/a | 9 | $489M |
| 2014 | Mar 31, 2015 | $5.4B | $5.2B | 54 | 24 | n/a | 9 | $662M |
| 2013 | Mar 31, 2014 | $5.8B | $5.4B | 54 | 24 | n/a | 9 | $937M |
| 2012 | Apr 1, 2013 | $4.3B | $4.1B | 55 | 24 | n/a | 9 | $732M |
| 2011 | Mar 29, 2012 | $3.4B | $3.3B | n/a | n/a | n/a | 5 | $377M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 1 | 1 | 8.3% | 0 | 1 | 0 | 3 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.9B | $4.2B | -8.6% | $4.2B | -2.8% | 42 | 40 | 0 | 0 |