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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

BENNETT WILLIAM CALE

Advisor at MORGAN STANLEY

Lafayette, CA | San Francisco, CA

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Search this name across graphsid dfx:ria:e5e7bd9e-890e-01c8-8f46-72d4208d3ba1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 16, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Oct 9, 1998
First registration: Oct 16, 1998
Dual registered: yes, broker-dealer
Other names: BENNETT W. CALE
IAPD individual key: 3074179

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Nov 6, 2020	n/a	yes	San Francisco, CA\|Lafayette, CA	Current employment
CALE FINANCIAL MANAGEMENT LLC	Former SEC adviser	Sep 2, 2020	Oct 12, 2021	no	KULA, HI	Previous registration
CALE FINANCIAL MANAGEMENT, INC.	Former SEC adviser	Jan 31, 2008	Sep 2, 2020	no	MAKAWAO, HI\|BEVERLY HILLS, CA\|BEVERLY HILLS, CA	Previous registration
TOW FINANCIAL ADVISORS	n/a	Mar 1, 2007	Apr 1, 2008	no	SHERMAN OAKS, CA	Previous registration
NWF ADVISORY SERVICES INC	Independent wealth	Oct 16, 1998	Jun 9, 2005	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CALE FINANCIAL MANAGEMENT LLC	MORGAN STANLEY	Oct 12, 2021	Nov 6, 2020	-340	Firm change after gap	RIA to wirehouse
CALE FINANCIAL MANAGEMENT, INC.	CALE FINANCIAL MANAGEMENT LLC	Sep 2, 2020	Sep 2, 2020	0	Channel change	RIA to RIA
TOW FINANCIAL ADVISORS	CALE FINANCIAL MANAGEMENT, INC.	Apr 1, 2008	Jan 31, 2008	-61	Firm change after gap	Other
NWF ADVISORY SERVICES INC	TOW FINANCIAL ADVISORS	Jun 9, 2005	Mar 1, 2007	630	Firm change after gap	Other

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Nov 6, 2020 to presentfactForm ADV
→ CALE FINANCIAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Sep 2, 2020 to Oct 12, 2021factForm ADV
→ CALE FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 31, 2008 to Sep 2, 2020factForm ADV
→ TOW FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Mar 1, 2007 to Apr 1, 2008factForm ADV
→ NWF ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Oct 16, 1998 to Jun 9, 2005factForm ADV

Dated events

No dated event names this entity yet.