DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Fort Mill, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Mar 15, 2022 | n/a | yes | Fort Mill, SC | Current employment |
| OSAIC FS, INC. | Former SEC adviser | Dec 24, 2015 | Mar 15, 2022 | no | CHARLOTTE, NC | Previous registration |
| CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | Former SEC adviser | Dec 19, 2012 | Dec 28, 2015 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Mar 15, 2022 | Mar 15, 2022 | 0 | Firm change | Ibd to ibd |
| CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | OSAIC FS, INC. | Dec 28, 2015 | Dec 24, 2015 | -4 | Firm change | Other |