DFX Intelligence

R••• A••••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

R••• A••••••• H••••

Advisor at LNW

SEATTLE, WA

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Search this name across graphsid dfx:ria:e5fb44fe-f8d6-cb80-a0fd-c9f75674cb3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LNW
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••	Independent wealth	Dec 3, 2025	n/a	yes	SEATTLE, WA	Current employment
L••	Former SEC adviser	Mar 24, 2006	Dec 4, 2025	no	SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••	L••	Dec 4, 2025	Dec 3, 2025	-1	Bulk transfer	RIA to RIA

Relationships

Registered with (2)

→ L••Registered adviserregistration: current employment
Dec 3, 2025 to presentfactForm ADV
→ L••Registered adviserregistration: previous registration
Mar 24, 2006 to Dec 4, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5fb44fe-f8d6-cb80-a0fd-c9f75674cb3e
First observed: Mar 24, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.