DFX Intelligence
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Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
RICHARDSON, TX | MCKINNEY, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | MCKINNEY, TX|RICHARDSON, TX | Current employment |
| A•••••• A••••••• S••••••• | Former SEC adviser | Mar 2, 2015 | Sep 5, 2025 | no | MCKINNEY, TX|DALLAS, TX|Richardson, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••• A••••••• S••••••• | C••••• I••••••••• A••••••• L•• | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| M•• I•••••••• S•••••••• L•• | A•••••• A••••••• S••••••• | Mar 5, 2015 | Mar 2, 2015 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Apr 30, 2014 | Mar 5, 2015 | no | DALLAS, TX | Previous registration |
| 1•• G••••• A••••••• I•• | Former SEC adviser | May 10, 2013 | Dec 13, 2013 | no | DALLAS, TX | Previous registration |
| -3 |
| Firm change |
| Other |
| 1•• G••••• A••••••• I•• | M•• I•••••••• S•••••••• L•• | Dec 13, 2013 | Apr 30, 2014 | 138 | Firm change | Other |