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RIA / WealthAdvisordual registered (broker-dealer)9 years in industry

Zachary Phoenix Roman

Advisor at TLG ADVISORS, INC.

Tampa, FL | SUMMIT, NJ

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Search this name across graphsid dfx:ria:e605f1d2-643c-b5b5-6ef0-584b0f181b8b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 23, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TLG ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 31, 2019
First registration: Jun 23, 2020
Dual registered: yes, broker-dealer
Other names: Zachary Roman|Zachary Phoenix Roman
IAPD individual key: 7097442

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TLG ADVISORS, INC.	Bd affiliated wealth	Jun 26, 2026	n/a	yes	Tampa, FL\|SUMMIT, NJ	Current employment
OXFORD WEALTH GROUP, LLC	Independent wealth	Oct 28, 2025	Feb 17, 2026	no	ORLANDO, FL	Previous registration
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	Oct 24, 2025	no	TAMPA, FL\|FAYETTEVILLE, AR\|ST LOUIS, MO	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jun 23, 2020	Nov 14, 2024	no	Fayetteville, AR\|Rogers, AR\|St. Louis, MO\|Sherwood, AR\|Fayetteville, AR\|SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OXFORD WEALTH GROUP, LLC	TLG ADVISORS, INC.	Feb 17, 2026	Jun 26, 2026	129	Firm change	RIA to ibd
LPL ENTERPRISE, LLC	OXFORD WEALTH GROUP, LLC	Oct 24, 2025	Oct 28, 2025	4	Firm change	Ibd to RIA
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm

Relationships

Registered with (4)

→ TLG ADVISORS, INC.Registered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ OXFORD WEALTH GROUP, LLCRegistered adviserregistration: previous registration
Oct 28, 2025 to Feb 17, 2026factForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Nov 14, 2024 to Oct 24, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 23, 2020 to Nov 14, 2024factForm ADV

Dated events

Occurred
Feb 17, 2026
Advisor changed firm
Zachary Phoenix Roman left Oxford Wealth Group, Llc for Tlg Advisors, Inc. (registered 2026-06-26)
Form ADVobserved 6 days ago
Occurred
Oct 24, 2025
Advisor changed firm
Zachary Phoenix Roman left Lpl Enterprise, Llc for Oxford Wealth Group, Llc (registered 2025-10-28)
Form ADVobserved 6 days ago