DFX Intelligence

M•••••• A• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner23 years in industry

M•••••• A• A••••••

Advisor at D••••••

NEWPORT BEACH, CA | PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6129a00-749b-e262-f43f-292a759940b1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••	Independent wealth	Nov 29, 2016	n/a	yes	NEWPORT BEACH, CA\|PHOENIX, AZ	Current employment
P••••• S••••• F•••••••••	Independent wealth	Feb 14, 2013	Dec 1, 2016	no	NEWPORT BEACH, CA\|MESA, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• S••••• F•••••••••	D••••••	Dec 1, 2016	Nov 29, 2016	-2	Firm change	Other
S••	P••••• S••••• F•••••••••	Feb 8, 2013	Feb 14, 2013

Relationships

Registered with (3)

→ D••••••Registered adviserregistration: current employment
Nov 29, 2016 to presentfactForm ADV
→ P••••• S••••• F•••••••••Registered adviserregistration: previous registration
Feb 14, 2013 to Dec 1, 2016factForm ADV
→ SPCRegistered adviserregistration: previous registration
Oct 17, 2012 to Feb 8, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6129a00-749b-e262-f43f-292a759940b1
First observed: Oct 17, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.