DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• • A••••••••• I•••
NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Feb 13, 2013 | n/a | yes | NEW ORLEANS, LA | Current employment |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Jul 7, 2006 | Feb 13, 2013 | no | HARVEY, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|SLIDELL, LA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• K••••• • C••••••• L•• | R•••••• J•••• • A••••••••• I••• | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | M••••• K••••• • C••••••• L•• | Jul 12, 2006 | Jul 7, 2006 |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | May 20, 2004 | Jul 12, 2006 | no | HOUSTON, TX|NEW ORLEANS, LA | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Sep 19, 2002 | May 26, 2004 | no | NEW ORLEANS, LA | Previous registration |
| -5 |
| Firm change |
| Other |
| U•• F•••••••• S••••••• I••• | B••• O• A•••••• I••••••••• S•••••••• I••• | May 26, 2004 | May 20, 2004 | -6 | Firm change | Other |