This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 2014earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Dec 1, 2014

First registration

Jan 27, 2017

Dual registered

yes, broker-dealer

IAPD individual key

6237188

• Occurred

  Feb 3, 2026
  Advisor changed firm

  David Scott Hermann left First Heartland Consultants, Inc. for Lpl Financial Llc (registered 2026-01-29)

  Form ADVobserved 4 days ago
• Occurred

  Jul 12, 2022
  Advisor changed firm

  David Scott Hermann left Mml Investors Services, Llc for First Heartland Consultants, Inc. (registered 2023-10-24)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e617700d-ff12-831a-ae3d-c8c491e15e8e

First observed

Jan 27, 2017

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.