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RIA / WealthAdvisorCertified Financial Planner21 years in industry

NEIL LAWRENCE QUINLAN

Advisor at CERITY PARTNERS LLC

Indianapolis, IN | NEW YORK, NY

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Search this name across graphsid dfx:ria:e617d83a-b9b6-5de2-d458-59bc6a9b5a0f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Jan 10, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Neil Lawrence Quinlan

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CERITY PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 3, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Dec 3, 2004
First registration: Jan 10, 2005
Dual registered: no
IAPD individual key: 4874433

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CERITY PARTNERS LLC	Independent wealth	Apr 25, 2023	n/a	yes	NEW YORK, NY\|Indianapolis, IN	Current employment
CERITY PARTNERS OCIO LLC	Institutional manager	Jan 27, 2010	Apr 21, 2023	no	NEW YORK, NY	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	May 3, 2006	May 31, 2013	no	LOUISVILLE, KY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 10, 2005	May 13, 2006	no	LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CERITY PARTNERS OCIO LLC	CERITY PARTNERS LLC	Apr 21, 2023	Apr 25, 2023	4	Bulk transfer	RIA to RIA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	CERITY PARTNERS OCIO LLC	May 31, 2013	Jan 27, 2010	-1,220	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	May 13, 2006	May 3, 2006	-10	Firm change	Other

Relationships

Registered with (4)

→ CERITY PARTNERS LLCRegistered adviserregistration: current employment
Apr 25, 2023 to presentfactForm ADV
→ CERITY PARTNERS OCIO LLCRegistered adviserregistration: previous registration
Jan 27, 2010 to Apr 21, 2023factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
May 3, 2006 to May 31, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 10, 2005 to May 13, 2006factForm ADV

Dated events

No dated event names this entity yet.