DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at FOCUS PARTNERS WEALTH, LLC
LINCOLN, NE | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | Independent wealth | Jul 2, 2024 | n/a | yes | LINCOLN, NE|ST. LOUIS, MO | Current employment |
| BUCKINGHAM STRATEGIC WEALTH, LLC | Former SEC adviser | Apr 19, 2017 | Jul 2, 2024 | no | LINCOLN, NE|ST LOUIS, MO | Previous registration |
| EXECUTIVE WEALTH MANAGEMENT | Former SEC adviser | Nov 18, 2015 | Apr 19, 2017 | no | LINCOLN, NE | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 9, 2004 | Feb 4, 2016 | no | LINCOLN, NE|SCOTTSDALE, AZ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 31, 1997 | Nov 12, 2004 | no | LINCOLN, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BUCKINGHAM STRATEGIC WEALTH, LLC | FOCUS PARTNERS WEALTH, LLC | Jul 2, 2024 | Jul 2, 2024 | 0 | Bulk transfer | RIA to RIA |
| EXECUTIVE WEALTH MANAGEMENT | BUCKINGHAM STRATEGIC WEALTH, LLC | Apr 19, 2017 | Apr 19, 2017 | 0 | Firm change | Other |
| LPL FINANCIAL LLC | EXECUTIVE WEALTH MANAGEMENT | Feb 4, 2016 | Nov 18, 2015 | -78 | Firm change after gap | Other |
| CITIGROUP GLOBAL MARKETS INC. | LPL FINANCIAL LLC | Nov 12, 2004 | Nov 9, 2004 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 281667:143323:NE:2017-04-19 | Apr 19, 2017 | Apr 19, 2017 | LINCOLN, NE | Firm change |