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Advisor at MML INVESTORS SERVICES, LLC
Avenel, NJ | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | Avenel, NJ|New York, NY | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Aug 19, 2013 | Mar 25, 2017 | no | ISELIN, NJ|SOMERSET, NJ|SPRINGFIELD, MA|SOMERSET, NJ|ST. LOUIS, MO|SOMERSET, NJ|ISELIN, NJ|SOMERSET, NJ | Previous registration |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Jul 29, 2008 | Sep 5, 2013 | no | NEW YORK, NY|SOMERSET, NJ|ISELIN, NJ | Previous registration |
| TOWER SQUARE SECURITIES, INC. | Former SEC adviser | Jul 29, 2008 | Sep 5, 2013 | no | SOMERSET, NJ|SOMERSET, NJ|NEW YORK, NY|SOMERSET, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| TOWER SQUARE SECURITIES, INC. | WALNUT STREET SECURITIES, INC. | Sep 5, 2013 | Jul 29, 2008 | -1,864 | Channel change | Other |
| WALNUT STREET SECURITIES, INC. | TOWER SQUARE SECURITIES, INC. | Sep 5, 2013 | Jul 29, 2008 | -1,864 | Firm change after gap | Other |