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Advisor at EDWARD JONES
GRANTS PASS, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Apr 23, 2019 | n/a | yes | GRANTS PASS, OR | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 13, 2014 | Apr 23, 2019 | no | PORTLAND, OR|GRANTS PASS, OR|KLAMATH FALLS, OR|VANCOUVER, WA|MEDFORD, OR|MEDFORD, OR|MEDFORD, OR|KLAMATH FALLS, OR | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Mar 19, 2010 | Jan 14, 2014 | no | Crescent City, CA|GRANTS PASS, OR|CENTRAL POINT, OR|GRANTS PASS, OR|GRANTS PASS, OR|Lakeview, OR|Alturas, CA|Klamath Falls, OR|KLAMATH FALLS, OR|JACKSONVILLE, OR|Grants Pass, OR|Ashland, OR|Central Point, OR|JACKSONVILLE, OR | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 2, 2009 | Mar 9, 2010 | no | MEDFORD, OR|CENTRAL POINT, OR|MEDFORD, OR|BROOKINGS, OR|GOLD BEACH, OR|ROSEBURG, OR|GRANTS PASS, OR|GRANTS PASS, OR | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | Mar 7, 2008 | May 2, 2009 | no | KLAMATH FALLS, OR|MEDFORD, OR|ROSEBURG, OR|MEDFORD, OR|BROOKINGS, OR|GOLD BEACH, OR|KLAMATH FALLS, OR|MEDFORD, OR|ASHLAND, OR|SHADY COVE, OR|EAGLE POINT, OR|MEDFORD, OR|MYRTLE POINT, OR|GRANTS PASS, OR|MEDFORD, OR|ROSEBURG, OR|JACKSONVILLE, OR|ASHLAND, OR|GOLD HILL, OR|GRANTS PASS, OR|MEDFORD, OR|GRANTS PASS, OR|CENTRAL POINT, OR|JACKSONVILLE, OR|GOLD HILL, OR|GRANTS PASS, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | EDWARD JONES | Apr 23, 2019 | Apr 23, 2019 | 0 | Firm change | Wirehouse to ibd |
| U.S. BANCORP INVESTMENTS, INC. | WELLS FARGO ADVISORS | Jan 14, 2014 | Jan 13, 2014 | -1 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | U.S. BANCORP INVESTMENTS, INC. | Mar 9, 2010 | Mar 19, 2010 | 10 | Firm change | Other |
| WAMU INVESTMENTS, INC. | CHASE INVESTMENT SERVICES CORP. | May 2, 2009 | May 2, 2009 | 0 | Bulk transfer | Other |