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Advisor at WELLS FARGO ADVISORS
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 19, 2023 | n/a | yes | ST. LOUIS, MO | Current employment |
| MORGAN STANLEY | Wirehouse | Jul 27, 2017 | Aug 8, 2022 | no | Kansas City, MO|Poplar Bluff, MO | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 5, 2010 | Jun 6, 2017 | no | Clayton, MO|ST. LOUIS, MO|WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Aug 8, 2022 | Oct 19, 2023 | 437 | Firm change after gap | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Jun 6, 2017 | Jul 27, 2017 | 51 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:NJ:2017-05-26 | Jun 6, 2017 | Jul 27, 2017 | WEEHAWKEN, NJ | Firm change |