DFX Intelligence

C•••••• O••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

C•••••• O••• M•••••••

Advisor at F••••••• S••••• A••••••• I•••

CHAPEL HILL, NC

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Search this name across graphsid dfx:ria:e629749e-f99f-010c-0825-7dd5f598274b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• S••••• A••••••• I•••
Current firm class: bank affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 19, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• S••••• A••••••• I•••	Bank affiliated wealth	Nov 9, 2010	n/a	yes	CHAPEL HILL, NC	Current employment
O•• R•••• I••••••••• A•••••••	n/a	Jan 29, 2010	Oct 27, 2010	no	WINSTON SALEM, NC\|FORT MITCHELL, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•• R•••• I••••••••• A•••••••	F••••••• S••••• A••••••• I•••	Oct 27, 2010	Nov 9, 2010	13	Firm change	Other

Relationships

Registered with (2)

→ F••••••• S••••• A••••••• I•••Registered adviserregistration: current employment
Nov 9, 2010 to presentfactForm ADV
→ O•• R•••• I••••••••• A•••••••Registered adviserregistration: previous registration
Jan 29, 2010 to Oct 27, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e629749e-f99f-010c-0825-7dd5f598274b
First observed: Jan 29, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.