This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S66

First exam

Nov 17, 2022

First registration

Nov 22, 2022

Dual registered

yes, broker-dealer

Other names

Paul S Ochoa|Paul Ochoa

IAPD individual key

7539462

• Occurred

  Mar 21, 2023
  Advisor changed firm

  Paul Steve Ochoa left Navy Federal Investment Services, Llc for J.P. Morgan Securities Llc (registered 2023-03-27)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e62f7616-5ff9-1bf6-c8b6-d6fdc8c199ca

First observed

Nov 22, 2022

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.