DFX Intelligence

S••••• A••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

S••••• A••••• N•••••

Advisor at J••••• M••••••••• S•••• L••

ATLANTA, GA

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Search this name across graphsid dfx:ria:e6341694-72f5-82c6-181f-2169a788dda1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••• M••••••••• S•••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 21, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Jan 28, 2022	n/a	yes	ATLANTA, GA	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Feb 17, 2021	Jan 27, 2022	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	J••••• M••••••••• S•••• L••	Jan 27, 2022	Jan 28, 2022	1	Firm change	Ibd to ibd
B••• S••••••••• L••	T••••• A••••••• S•••••••• I•••	Feb 17, 2021	Feb 17, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
283390:463:GA:2022-01-27	Jan 27, 2022	Jan 28, 2022	ATLANTA, GA	Firm change

Relationships

Registered with (5)

→ J••••• M••••••••• S•••• L••Registered adviserregistration: current employment
Jan 28, 2022 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 17, 2021 to Jan 27, 2022factForm ADV
→ B••• S••••••••• L••Registered adviserregistration: previous registration
Nov 7, 2017 to Feb 17, 2021factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jan 27, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6341694-72f5-82c6-181f-2169a788dda1
First observed: Feb 2, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.