DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at J. W. COLE ADVISORS, INC.
Grand Rapids, MI | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Sep 3, 2025 | n/a | yes | Grand Rapids, MI|TAMPA, FL | Current employment |
| USA FINANCIAL SECURITIES LLC | Independent wealth | Nov 4, 2016 | Sep 8, 2025 | no | Grand Rapids, MI|ADA, MI|GRAND RAPIDS, MI | Previous registration |
| PLANMEMBER SECURITIES CORPORATION | Independent wealth | Jan 5, 2005 | Dec 2, 2016 | no | GRAND RAPIDS, MI|GRAND RAPIDS, MI|Carpinteria, CA|Okemos, MI|Grand Haven, MI | Previous registration |
| LEGEND ADVISORY, LLC | Former SEC adviser | Apr 24, 2002 | Feb 1, 2005 | no | GRANDVILLE, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USA FINANCIAL SECURITIES LLC | J. W. COLE ADVISORS, INC. | Sep 8, 2025 | Sep 3, 2025 | -5 | Firm change | RIA to ibd |
| PLANMEMBER SECURITIES CORPORATION | USA FINANCIAL SECURITIES LLC | Dec 2, 2016 | Nov 4, 2016 | -28 | Firm change | Other |
| LEGEND ADVISORY, LLC | PLANMEMBER SECURITIES CORPORATION | Feb 1, 2005 | Jan 5, 2005 | -27 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 103857:112294:MI:2025-09-08 | Sep 8, 2025 | Sep 3, 2025 | GRAND RAPIDS, MI | Firm change |
| 11869:103857:MI:2016-12-02 | Dec 2, 2016 | Nov 4, 2016 | GRAND HAVEN, MI | Firm change |