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Advisor at WELLS FARGO ADVISORS
MELVILLE, NY | WOODBURY, NY | HUNTINGTON, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 10, 2024 | n/a | yes | MELVILLE, NY|WOODBURY, NY|HUNTINGTON, NY | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Jun 11, 2024 | no | CENTER MORICHES, NY|CENTER MORICHES, NY|CENTER MORICHES, NY|WEST HAMPTON BEACH, NY|CENTER MORICHES, NY|BAY SHORE, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 31, 2009 | Oct 1, 2012 | no | MEDFORD, NY|CENTER MORICHES, NY|CENTER MORICHES, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Jun 11, 2024 | Jun 10, 2024 | -1 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:19616:NY:2024-06-03 | Jun 11, 2024 | Jun 10, 2024 | BAY SHORE, NY | Firm change |