DFX Intelligence

G•••••• N••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

G•••••• N••••• B•••

Advisor at W•••• F•••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:e6459bb3-b7e6-99ae-e57e-2a6a10a66455

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 16, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jul 15, 2022	n/a	yes	CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|FORT MILL, SC\|FORT MILL, SC\|CLOVER, SC\|ROCK HILL, SC\|CHARLOTTE, NC\|CHARLOTTE, NC\|MONROE, NC\|WESLEY CHAPEL, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|ROCK HILL, SC\|PINEVILLE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|ROCK HILL, SC\|INDIAN TRAIL, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|MATTHEWS, NC\|CHARLOTTE, NC\|FORT MILL, SC\|CHARLOTTE, NC\|CLOVER, SC\|GASTONIA, NC	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Jun 16, 2017

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	W•••• F•••• A•••••••	Mar 8, 2022	Jul 15, 2022	129	Firm change	Ibd to wirehouse

Relationships

Registered with (2)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jul 15, 2022 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Jun 16, 2017 to Mar 8, 2022factForm ADV

Dated events

Occurred
Mar 8, 2022
Advisor changed firm
G•••••• N••••• B••• left A••••• A•• P••••••• S••••••• for W•••• F•••• A••••••• (registered 2022-07-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6459bb3-b7e6-99ae-e57e-2a6a10a66455
First observed: Jun 16, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.