DFX Intelligence

C•••• A••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

C•••• A••• K•••••••

Advisor at G•••••••• F•••••••• A•••••••• L••

Rolling Meadows, IL

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Search this name across graphsid dfx:ria:e6630afb-1bf1-b746-87dc-71f6d6afab5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• F•••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 30, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• F•••••••• A•••••••• L••	Institutional manager	Apr 18, 2022	n/a	yes	Rolling Meadows, IL	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 20, 2016	Mar 31, 2022	no	ITASCA, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	G•••••••• F•••••••• A•••••••• L••	Mar 31, 2022	Apr 18, 2022	18	Bulk transfer	Other
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 22, 2016	Apr 20, 2016

Relationships

Registered with (3)

→ G•••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 18, 2022 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 20, 2016 to Mar 31, 2022factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 20, 2013 to Sep 22, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6630afb-1bf1-b746-87dc-71f6d6afab5e
First observed: Nov 20, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.